• Apollo Security International, Inc. of Massachusetts and New York
  • Stock sales to Universal Protection Service, LLC d/b/a Allied Universal Services
  • RoadOne IntermodaLogistics
  • Acquisition of the logistics operations of RoadLink USA, Inc. and certain affiliates
  • Fletcher Granite Company, LLC
  • Chapter 11 liquidation of largest U.S. supplier of granite curb

Morgan Stanley Ideas and Insights Series: Basics of 10b5-1 Trading Plans

Morgan Stanley Michael Andresino, Thomas Brennan July 19, 2015

Mike Andresino and Tom Brennan are co-writing a series of articles with the brokerage firm Morgan Stanley, providing guidance on the use of Rule 10b5-1 trading plans as part of a company’s insider trading compliance strategy.  This first article focuses on a basic understanding of these plans and insider compliance generally. Please click the link above to read the article.

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