• Frazer Capital & Co.
  • Sale of Back Bay portfolio
  • National Dentex Corporation
  • Public company merger with GeoDigm Corporation
  • Advanced Engineered Products, Inc.
  • Asset sale to Curtiss Wright Flow Control Services Corporation

Morgan Stanley Ideas and Insights Series: Basics of 10b5-1 Trading Plans

Morgan Stanley Michael Andresino, Thomas Brennan July 19, 2015

Mike Andresino and Tom Brennan are co-writing a series of articles with the brokerage firm Morgan Stanley, providing guidance on the use of Rule 10b5-1 trading plans as part of a company’s insider trading compliance strategy.  This first article focuses on a basic understanding of these plans and insider compliance generally. Please click the link above to read the article.

Thank you for your interest in our firm. Before sending us an email, we ask that you please confirm your understanding of the following information. Our Web site,, is intended for general use and is not legal advice. Your email is not intended to create, and our receipt of it does not create or constitute, an attorney-client relationship. Any information that you provide to anyone at our firm cannot be considered confidential or privileged unless we agree to represent you. By sending this email, you confirm that you have read and understand this notice.

Processing email...